UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM SD
Specialized Disclosure Report
_________________
Powell Industries, Inc.
(Exact name of registrant as specified in its charter)
_________________
Delaware | 001-12488 | 88-0106100 | ||||||||||||
(State or other jurisdiction of incorporation or organization) | (Commission File No.) | (I.R.S. Employer Identification No.) | ||||||||||||
8550 Mosley Road Houston, Texas | 77075-1180 | |||||||||||||
(Address of principal executive offices) | (Zip Code) | |||||||||||||
Michael W. Metcalf, 713-944-6900
(Name and telephone number, including area code, of the person to contact in connection with this report.)
_________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
| Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2021. | |||||
______________________________________________________________________________________________________
SECTION 1 - Conflict Minerals Disclosure
Item 1.01 - Conflict Minerals Report
Powell Industries Inc. has included the Conflict Minerals Report as an exhibit to its Form SD for the period from January 1, 2021 to December 31, 2021. Unless the context otherwise indicates, “Powell,” “the Company,” “we,” “us” and “our” refer to Powell Industries Inc. and its consolidated subsidiaries.
For the year 2021, certain of our operations manufactured, or contracted to manufacture, products for which 3TGs, as defined below, are necessary to their functionality or production (“Covered Products”). Conflict minerals are defined in Section 13(p) as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten (together with gold collectively referred to as 3TGs), or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of Congo ("DRC") or any adjoining country that shares an internationally recognized border with the DRC (the “Covered Countries”). Accordingly, we have conducted a reasonable country of origin inquiry (“RCOI”) that was designed to determine whether any of the 3TGs in our Covered Products originated in the Democratic Republic of the Congo or an adjoining country (Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda or Zambia), or were from recycled or scrap sources.
A summary of our RCOI and steps of due diligence on the source and chain of custody of any 3TGs in our Covered Products, is included in our Conflict Minerals Report, which is filed as Exhibit 1.01 to this Form SD. In addition to this, our Conflict Minerals Policy is publicly available on our company website at www.powellind.com. Select the section entitled "Our Company", then "Supply Chain."
Forward-Looking Statements
The Report contains forward-looking statements which express a belief, expectation or intention, as well as those that are historical fact, are forward-looking statements, including statements relating to our compliance efforts and expected actions. The words “expects,” “intends,” “plans,” “believes,” and “anticipates” and similar expressions are used to identify these forward-looking statements. These statements are not guarantees of future actions or performance and are subject to various risks, uncertainties and assumptions. Undue reliance should not be placed on these statements, which are only effective as of the date of this report, and the Company undertakes no obligation to publicly update or revise any forward-looking statement.
Item 1.02 Exhibit.
We have filed our Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Item 2.01 Exhibits.
| Exhibit No. | Description | |||||||
| Exhibit 1.01 | Conflict Minerals Report for the calendar year ended December 31, 2021 as required by Item 1.01 of this Form. | |||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| Date: May 27, 2022 | By: | /s/ Michael W. Metcalf | ||||||||||||
Michael W. Metcalf Executive Vice President | ||||||||||||||
Chief Financial Officer (Principal Financial Officer) | ||||||||||||||
Exhibit 1.01
Conflict Minerals Report
For the Year Ended December 31, 2021
This is the Conflict Minerals Report (this “Report”) of Powell Industries, Inc. (referred to herein as, “Powell”, the “Company”, “we”, “us” or “our”) for calendar year 2021 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Please refer to Section 13(p) of the Exchange Act and the general instructions to the Specialized Disclosure Report on Form SD for definitions of certain terms used in this Report, unless otherwise defined herein.
This Report for the year ended December 31, 2021 is presented to comply with Rule 13p-1 under the Exchange Act (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold. For the purposes of this Report, tin, tantalum, tungsten and gold shall be collectively referred to as the 3TGs. These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Company Overview
Powell Industries, Inc. was incorporated in the state of Delaware in 2004 as a successor to a Nevada company incorporated in 1968. The Nevada company was the successor to a company founded by William E. Powell in 1947, which merged into the Company in 1977. We are headquartered in Houston, Texas, and our major subsidiaries, all of which are wholly owned, include: Powell Electrical Systems, Inc.; Powell (UK) Limited; Powell Canada Inc. and Powell Industries International, B.V.
Our website is www.powellind.com. We make available, free of charge on or through our website, copies of our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K and amendments to those reports filed or furnished pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934 as soon as is reasonably practicable after we electronically file such material with, or furnish it to, the Securities and Exchange Commission (SEC). Additionally, all of our reports filed with the SEC are available via their website at http://www.sec.gov. We have also posted on our company website Powell’s Conflict Minerals policy statement at www.powellind.com. Select the section entitled "Our Company", then "Supply Chain."
We develop design, manufacture and service custom-engineered equipment and systems which (1) distribute, control and monitor the flow of electrical energy and (2) provide protection to motors, transformers and other electrically powered equipment. Our principal products include integrated power control room substations (PCRs®), custom-engineered modules, electrical houses (E-Houses), traditional and arc-resistant distribution switchgear and control gear, medium-voltage circuit breakers, monitoring and control communications systems, motor control centers and bus duct systems. These products are designed for application voltages ranging from 480 volts to 38,000 volts and are used in oil and gas refining, onshore and offshore oil and gas production, petrochemical, liquid natural gas terminals, pipeline, terminal, mining and metals, light rail traction power, electric utility, pulp and paper and other heavy industrial markets. Our product scope includes designs tested to meet both U.S. standards and international standards, under both the American National Standards Institute (ANSI) and International Electrotechnical Commission (IEC). We assist customers by providing value-added services such as spare parts, field service inspection, installation, commissioning, modification and repair, retrofit and retrofill components for existing systems and replacement circuit breakers for switchgear that is obsolete or that is no longer produced by the original manufacturer. We seek to establish long-term relationships with the end users of our systems as well as the design and construction engineering firms contracted by those end users. We believe that our culture of safety and focus on customer satisfaction, along with our financial strength, allow us to continue to capitalize on opportunities in the industries we serve.
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Product Description
Our broad and complex product range may contain conflict minerals within the following components:
• | Tantalum, used in capacitors, | ||||
• | Tin, used in soldered components, | ||||
• | Tungsten, used in coatings, alloys, heating elements and electrodes, | ||||
• | Gold, used in circuit boards, electrodes and electronic components. | ||||
Description of Reasonable Country of Origin Inquiry (RCOI)
In conducting the RCOI, Powell engaged a third-party service provider. Assent Compliance (“Assent”) to assist with the effectiveness of our conflict minerals program. We identified the scope of our inquiry by first completing a supplier list extraction from our preferred vendor list. This list was then filtered to remove service providers, indirect materials suppliers and inactive suppliers (minimum of one year since last purchase). This was intended to ensure that all suppliers surveyed provided items to Powell that were used in final products in the year 2021. Once the filtering was completed, we populated the list with contact information. This list, composed of 585 suppliers, was then provided to Assent for upload to their Assent Sustainability Manager software system (the “Assent Sustainability Manager”).
Assent conducted the supplier survey portion of the RCOI. The supplier survey utilized a template developed by the Responsible Business Alliance® and The Global e-Sustainability Initiative (RBA/GeSI) called the Conflict Mineral Report Template (CMRT). The CMRT was developed to facilitate general disclosures and information regarding smelters that provide materials to the supplier. It includes questions regarding the supplier’s conflict-free minerals policy, the engagement process with its direct suppliers and identification of the smelters used by the supplier.
Non-responsive suppliers were contacted a minimum of nine times. We conducted a total of 9 campaigns (5 standard + 4 escalation), 1 invalid CMRT follow up, and 2 rounds of phone calls to incomplete CMRT suppliers. After three months of non-responsiveness, top suppliers were then contacted by Powell management, as an escalation to encourage their response to Assent.
Assent communications included training and education on the completion of the CMRT form as well as access to Assent’s learning management system, Assent University. All in-scope suppliers were provided access to the Conflict Minerals Training course and this training was monitored and tracked in Assent's system for future reporting and transparency.
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The below metrics provide a summary of the data collected, number of suppliers in scope and responses.
Due Diligence Process
Powell’s due diligence measures have been designed to conform, in all material respects, with the framework in the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for 3TG (collectively, the “OECD Guidance”). In 2021, the due diligence process was aimed to help Powell assess and respond to risk in its supply chain by investigating the source of its products down the chain to the smelters and refiners and
the strength of its suppliers’ conflict minerals programs. The following is a brief summary of certain aspects of our due diligence process.
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| A. | Establish Strong Powell Management Systems | ||||
In accordance with our due diligence framework and compliance efforts:
• | We have communicated to all of our in-scope suppliers our efforts to comply with Section 1502 of the Dodd-Frank Act pursuant to a compliance statement and other communications (together, the “Compliance Statement”). We requested that our in-scope suppliers provide a comprehensive conflict minerals declaration for all conflict minerals in the form of the CMRT version 6.1 or higher. We provide our Compliance Statement to all new suppliers and plan to provide annual related compliance statement communications to our entire supply base. | ||||||||||
• | We implemented internal compliance efforts, including internal reporting requirements, to support our supply chain due diligence process. | ||||||||||
• | We implemented a risk mitigation response plan to address business relationships with suppliers that are DRC conflict undeterminable (as defined in Item 1.01(d)(5) of Form SD). Our program includes continuous monitoring to adjust our strategies as sourcing data improves and new information is received. | ||||||||||
Powell has adopted a company policy with respect to conflict minerals which is posted on our website at www.powellind.com. Select the section entitled "Our Company", then "Supply Chain."
Internal Team
Powell has established a management system for conflict minerals. Our management system is sponsored by the Chief Financial Officer as well as executive-level representatives and a team of subject matter experts from relevant functions, such as our Supply Chain Director, Corporate Controller, Vice President of Research and Product Development, Trade Compliance and Category Managers.
The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and senior management is briefed about the results of our due diligence efforts.
Control Systems
Controls include, but are not limited to, our code of conduct which outlines expected behaviors for all Powell employees and a conflict minerals policy which can be found on our website.
We rely on our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us – including sources of 3TG that are supplied to them from lower tier suppliers. Contracts with our suppliers are frequently in force for three to five years or more and we cannot unilaterally impose new contract terms and flow-down requirements. As we enter into new contracts, or our contracts renew, we are adding a clause to require suppliers to provide information about the source of 3TG and smelters. It will take a number of years to ensure that all our supplier contracts contain appropriate flow-down clauses. In the meantime, as described below, we are working with selected suppliers to ensure they provide the 3TG sourcing information until the contracts can be amended.
Supplier Engagement
With respect to the OECD requirement to strengthen engagement with suppliers, we have, through Assent, provided education on the conflict minerals regulation. We have leveraged the existing communications within the Company, specifically the procurement department, to encourage supplier interactions with Assent as well as to help suppliers understand the requirement for completion of their CMRTs. Feedback from this engagement has allowed us to enhance the training and focus and adapt it to each user’s needs. It has also allowed for our supplier communications to be more focused and to clarify expectations.
Grievance Mechanisms
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We have multiple longstanding grievance mechanisms whereby employees, contractors, suppliers and agents can report violations of Powell’s policies. There are established escalation protocols for reporting grievances internally, as well as the EthicsPoint hotline, which is independently managed. Our ethics and reporting Hotline can be found at https://powellind.ethicspoint.com.
Maintain Records
We have also adopted a policy to retain relevant documentation. Such documentation will be retained for minimum of five years in company secured shared drive files.
| B. | Identify and Assess Risks in Our Supply Chain | ||||
We identified direct material suppliers to capture possible 3TG risk suppliers. As we progress, we expect that transparency in our supply chain will increase to allow for better risk assessment at more detailed levels of our supply chain. We intend to continue communicating with our suppliers regarding conflict minerals.
Based on assessed risks, our RCOI covered applicable suppliers.
Each facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined in the OECD Guidance: Assent uses 3 factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags.
1.Geographic proximity to the DRC and covered countries;
2.Responsible Minerals Assurance Process (RMAP) audit status;
3.Credible evidence of unethical or conflict sourcing.
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Based on this criteria the following facilities have been identified as being of highest concern to the supply chain:
| Smelter Name | Smelter Facility Location | Smelter ID | ||||||
| African Gold Refinery | Uganda | CID003185 | ||||||
| Artek LLC | Russian Federation | CID003553 | ||||||
| Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 | ||||||
| Industrial Refining Company | Belgium | CID002587 | ||||||
| JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 | ||||||
| JSC Ekaterinburg Non-Ferrous Metal Processing | Russian Federation | CID000927 | ||||||
| JSC Uralectromed | Russian Federation | CID000929 | ||||||
| Kaloti Precious Metals | United Arab Emirates | CID002563 | ||||||
| Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | ||||||
| Kysthtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | ||||||
| LLC Volstok | Russian Federation | CID003643 | ||||||
| Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | ||||||
| NPP Tyazhmetprom LLC | Russian Federation | CID003416 | ||||||
| OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" | Russian Federation | CID001326 | ||||||
| OJSC Novosibirsk Refinery | Russian Federation | CID000493 | ||||||
| OOO "Technolom" 1 | Russian Federation | CID003614 | ||||||
| OOO "Technolom" 2 | Russian Federation | CID003612 | ||||||
| Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | ||||||
| SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | ||||||
| Sudan Gold Refinery | Sudan | CID002567 | ||||||
As part of our risk management plan under the OECD Guidance, when these facilities were reported on a CMRT by some of the suppliers surveyed, risk mitigation activities are initiated. Through our third-party vendor, Assent Compliance, submissions that include any of the above facilities produce a receipt instructing the suppliers to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the connection to products that they supply to Powell. As per the OECD Due Diligence Guidance, risk mitigation will depend on the supplier’s specific context.
In addition, suppliers are guided to the Assent University learning platform to engage in educational materials on mitigating the risk of smelters or refiners on the supply chain.
C. | Design and Implement a Strategy to Respond to Identified Risks | ||||
We believe that our RCOI was reasonably designed and executed in good faith to determine the existence and source of the 3TGs in our supply chain, including from recycled or scrap sources (as defined in Item 1.01(d)(6) of Form SD). We utilized the CMRT template version 6.1 or higher for our RCOI. We conducted our effort to send surveys in good faith, utilizing up to three rounds of communications with our suppliers. We evaluated survey responses to identify: (i) the use and source of the 3TGs; and (ii) any warning signs indicating that conflict minerals may have come from one of the Covered Countries. We intend to make additional inquiries on a case-by-case basis during 2021 to clarify or obtain more information as necessary. We tracked results of our supply chain diligence process and periodically reported the results to our executive leadership team.
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Because of Powell’s size, the complexity of its products, and the depth, breadth, and constant evolution of its supply chain, it is difficult to identify parties upstream from its direct suppliers. Powell continues to work with suppliers to identify the upstream sources of the 3TGs through the CMRTs, follow up on invalid responses on the CMRTs, use of a risk-based assessment of identified smelters and assessment of the conflict minerals programs of its suppliers, as described below in this Report. Information and findings from this process are stored in the Assent Sustainability Manager, a database that can be tracked and audited.
Certain of the responses to the surveys included the names of facilities listed by the suppliers as smelters or refiners. We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. We and our consultant compared these facilities listed in the responses to the list of smelters maintained by the Responsible Minerals Initiative (RMI) and, if a supplier indicated that the facility was certified as “Conflict-Free,” we confirmed that the name was listed by the RMI.
In accordance with OECD Guidance, it is important to understand risk levels associated with conflict minerals in the supply chain. Smelters not being certified DRC-Conflict Free pose a significant risk to the supply chain. In the Assent Sustainability Manager, risk is classified based on 3 scoring criteria that we outlined in the previous section.
Powell does not have a direct relationship with conflict minerals smelters and refiners and, as a result, does not perform or direct audits of these entities within its supply chain. Powell captured smelter and refiner information as part of the CMRT, as some suppliers provided the names of facilities it used as smelters or refiners. Assent compared the facilities identified by the suppliers to the list of smelters maintained by the RMI.
Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). At this stage in conflict minerals compliance it is well-known that many companies are in the middle of the process and do not have many answers beyond “unknown”. The criteria from the questionnaire used to evaluate the strength of the program are:
•Have you established a conflict minerals sourcing policy?
•Have you implemented due diligence measures for conflict-free sourcing?
•Do you review due diligence information received from your suppliers against your company’s expectations?
•Does your review process include corrective action management?
When suppliers meet or exceed those criteria (Yes to at least A, E, G, H), they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program.
We believe that the inquiries and investigations described above represent a reasonable effort to determine the mines or locations of origin of the 3TGs in our applicable products, including (1) seeking information about 3TG smelters and refiners in our supply chain by requesting that our suppliers complete the CMRT, (2) verifying those smelters and refiners with the expanding RMI lists, (3) conducting the due diligence review and (4) obtaining additional documentation and verification, as applicable. As mentioned above, our existing policy related to relevant documentation of our conflict mineral compliance process requires that documentation will be retained for a period of at least five years.
D. | Implement Targeted Independent Third-Party Due Diligence | ||||
We engaged Assent to assist in the RCOI, data collection and survey process. Assent supports industry associations that administer independent third-party smelter and refinery audit programs and encourages targeted suppliers and/or facilities to participate in comparable due diligence validation activities.
E. | Report on Supply Chain Due Diligence | ||||
We have responded to various customer requests for information regarding our conflict minerals determination.
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Powell reports annually on supply chain due diligence by filing a Form SD and a Conflict Minerals Report with the SEC. We also disclose our company policy with respect to conflict minerals on our website at www.powellind.com. Select the section entitled "Our Company", then "Supply Chain."
Due Diligence Results
For the 2021 reporting year, Powell received CMRT forms from 80% of the suppliers surveyed. All submitted forms are accepted and classified as valid or invalid in order to retain all data. Suppliers were contacted if they submitted invalid forms and were encouraged to resubmit a valid form. As of May 13, 2022, there were 14 invalid or incomplete supplier submissions.
While due diligence is ongoing and the information received continues to improve in quantity and quality, the majority of the responses received provided data at a company or divisional level or did not specify the smelters or refiners used for materials specifically supplied to us. We have decided to disclose validated smelters provided to us by our supply chain. However, we cannot definitively determine whether any of the 3TGs reported by the suppliers were contained in materials supplied to us or to validate that any of these smelters or refiners are actually in our supply chain. As a result, we are unable to identify all smelters and refiners as well as all the countries of origin of the 3TGs that are contained in the applicable products
As of May 13, 2022, Powell validated 334 smelters or refiners identified within its supply chain. If a supplier indicated that the facility was certified as “conflict-free,” such status was confirmed by Assent if the facility was listed by the RMI as certified.
Many suppliers within Powell’s supply chain are still unable to provide the smelters or refiners used for products supplied. Furthermore, many of the suppliers provided responses at the company or division level and indicated an “unknown” status in terms of determining the origin of the 3TGs. The CMRTs submitted by suppliers that do not list at least one smelter for each 3TG claimed on the CMRT are considered invalid and our Assent follows up on these, urging suppliers to resubmit with increased smelter information. There are still suppliers unable to provide the smelters or refiners used for materials supplied to us.
In cases where any red-flagged smelters were reported on a CMRT by a supplier, risk mitigation activities were initiated. Through Assent, the suppliers were asked to submit a product-level CMRT to better identify the connection between the smelters or refiners they listed and the products they provide to us. Suppliers were also guided to Assent University where they were provided with educational materials on mitigating the risk of smelters or refiners in the supply chain.
Appendix I lists the smelters and refiners that the suppliers we surveyed reported as being in their supply chains. We have not listed in Appendix I any smelters or refiners that we have not been able to validate. Appendix II also includes an aggregated list of the countries of origin from which the reported facilities collectively source conflict minerals, based on information provided by suppliers and RMI. Powell supports the refinement and expansion of the list of participating smelters through our membership in the RMI program.
The large majority of the responses received either provided data at a company or subsidiary level and chose not to provide information at the component level, or did not specify the smelters or refiners used for components supplied to Powell. Accordingly, we are unable to determine, in those cases, whether any of the 3TGs reported by the suppliers were contained in components or parts supplied to us, or to validate that any of the smelters or refiners identified are actually in our supply chain.
Steps to Improve Future Due Diligence and Supply Chain Risk Mitigation
Powell takes the following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in its products could benefit armed groups in the Covered Countries:
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•Reinforce conflict minerals policy statement on website and specified requirements in standard terms and conditions for any new or renewed supplier contracts.
•New and existing suppliers must certify compliance with Powell’s Supplier Code of Conduct and Ethics, which includes due diligence for Responsible Sourcing (in progress, implemented in June, 2021).
•Continue engagement with suppliers and direct them to training resources to increase the response rate and improve the content of the supplier survey responses.
•Engage any suppliers found to be supplying Powell with conflict minerals to establish an alternative source of conflict minerals that does not support the conflict in the Covered Countries.
•Define and improve best practices and build leverage over its supply chain in accordance with the OECD Guidance.
•Smelter Risk Evaluation through Assent, comprehensive and ongoing analysis is conducted by their smelter library manager to assess sourcing risk. The information is then used to provide supplier feedback and conduct outreach with higher risk suppliers.
Based on its due diligence process as of the date of this Report, Powell has found no instances where it was necessary to terminate a supplier contract or to find a replacement supply of any conflict minerals.
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Appendix I
| Metal | Smelter Name | Smelter Facility Location | Smelter ID | ||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | ||||||||
| Tin | Alpha | United States Of America | CID000292 | ||||||||
| Tin | Dowa | Japan | CID000402 | ||||||||
| Tin | Fenix Metals | Poland | CID000468 | ||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | ||||||||
| Tin | China Tin Group Co., Ltd. | China | CID001070 | ||||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | ||||||||
| Tin | Metallic Resources, Inc. | United States Of America | CID001142 | ||||||||
| Tin | Mineracao Taboca S.A. | Brazil | CID001173 | ||||||||
| Tin | Minsur | Peru | CID001182 | ||||||||
| Tin | Mitsubishi Materials Corporation | Japan | CID001191 | ||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | ||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | ||||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 | ||||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | ||||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | ||||||||
| Tin | PT Mitra Stania Prima | Indonesia | CID001453 | ||||||||
| Tin | PT Prima Timah Utama | Indonesia | CID001458 | ||||||||
| Tin | PT Refined Bangka Tin | Indonesia | CID001460 | ||||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | ||||||||
| Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | ||||||||
| Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | ||||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | ||||||||
| Tin | Rui Da Hung | Taiwan, Province Of China | CID001539 | ||||||||
| Tin | Thaisarco | Thailand | CID001898 | ||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | ||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | ||||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | ||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | ||||||||
| Tin | Metallo Belgium N.V. | Belgium | CID002773 | ||||||||
| Tin | Metallo Spain S.L.U. | Spain | CID002774 | ||||||||
| Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | ||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | ||||||||
| Tin | PT Bangka Serumpun | Indonesia | CID003205 | ||||||||
| Tin | Tin Technology & Refining | United States Of America | CID003325 | ||||||||
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| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 | ||||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 | ||||||||
| Tin | Luna Smelter, Ltd. | Rwanda | CID003387 | ||||||||
| Tungsten | A.L.M.T. Corp. | Japan | CID000004 | ||||||||
| Gold | Advanced Chemical Company | United States Of America | CID000015 | ||||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | ||||||||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | CID000035 | ||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | ||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | ||||||||
| Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | ||||||||
| Gold | Asahi Pretec Corp. | Japan | CID000082 | ||||||||
| Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | ||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 | ||||||||
| Tungsten | Kennametal Huntsville | United States Of America | CID000105 | ||||||||
| Gold | Aurubis AG | Germany | CID000113 | ||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | ||||||||
| Gold | Boliden AB | Sweden | CID000157 | ||||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | ||||||||
| Gold | Caridad | Mexico | CID000180 | ||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | ||||||||
| Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | ||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | ||||||||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | CID000211 | ||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | ||||||||
| Gold | Chimet S.p.A. | Italy | CID000233 | ||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | ||||||||
| Gold | Chugai Mining | Japan | CID000264 | ||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | ||||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | ||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | ||||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 | ||||||||
| Gold | Dowa | Japan | CID000401 | ||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 | ||||||||
| Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 | ||||||||
| Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | ||||||||
| Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | ||||||||
| Gold | African Gold Refinery | Uganda | CID003185 | ||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | ||||||||
Page 11 of 20
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | ||||||||
| Tungsten | Global Tungsten & Powders Corp. | United States Of America | CID000568 | ||||||||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | CID000616 | ||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | ||||||||
| Gold | LT Metal Ltd. | Korea, Republic Of | CID000689 | ||||||||
| Gold | Heimerle + Meule GmbH | Germany | CID000694 | ||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | ||||||||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | CID000711 | ||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | ||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | ||||||||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | CID000769 | ||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | ||||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | CID000778 | ||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | ||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | ||||||||
| Gold | Istanbul Gold Refinery | Turkey | CID000814 | ||||||||
| Gold | Japan Mint | Japan | CID000823 | ||||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | ||||||||
| Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | ||||||||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | CID000875 | ||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | ||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | ||||||||
| Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | ||||||||
| Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | ||||||||
| Tungsten | Artek LLC | Russian Federation | CID003553 | ||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | ||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | ||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | ||||||||
| Gold | Kazzinc | Kazakhstan | CID000957 | ||||||||
| Tungsten | Kennametal Fallon | United States Of America | CID000966 | ||||||||
| Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | ||||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | ||||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 | ||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 | ||||||||
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 | ||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | ||||||||
| Tantalum | LSM Brasil S.A. | Brazil | CID001076 | ||||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | CID001078 | ||||||||
Page 12 of 20
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | ||||||||
| Gold | Materion | United States Of America | CID001113 | ||||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | ||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | ||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | ||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | ||||||||
| Gold | Metalor Technologies S.A. | Switzerland | CID001153 | ||||||||
| Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | ||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 | ||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | ||||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | ||||||||
| Gold | Mitsubishi Materials Corporation | Japan | CID001188 | ||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | ||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | ||||||||
| Tantalum | NPM Silmet AS | Estonia | CID001200 | ||||||||
| Gold | Industrial Refining Company | Belgium | CID002587 | ||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | ||||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | ||||||||
| Gold | Nihon Material Co., Ltd. | Japan | CID001259 | ||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | ||||||||
| Tin | Novosibirsk Processing Plant Ltd. | Russian Federation | CID001305 | ||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | ||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 | ||||||||
| Gold | PAMP S.A. | Switzerland | CID001352 | ||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | ||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 | ||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | ||||||||
| Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | ||||||||
| Tin | PT Bukit Timah | Indonesia | CID001428 | ||||||||
| Tin | PT Timah Nusantara | Indonesia | CID001486 | ||||||||
| Gold | PX Precinox S.A. | Switzerland | CID001498 | ||||||||
| Tantalum | QuantumClean | United States Of America | CID001508 | ||||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | ||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | ||||||||
| Gold | Royal Canadian Mint | Canada | CID001534 | ||||||||
| Gold | Sabin Metal Corp. | United States Of America | CID001546 | ||||||||
| Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 | ||||||||
| Gold | Samwon Metals Corp. | Korea, Republic Of | CID001562 | ||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | ||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | ||||||||
Page 13 of 20
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | ||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | ||||||||
| Gold | JSC Uralelectromed | Russian Federation | CID000929 | ||||||||
| Tin | Soft Metais Ltda. | Brazil | CID001758 | ||||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | CID001761 | ||||||||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | ||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | ||||||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province Of China | CID001810 | ||||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | ||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | ||||||||
| Tantalum | Telex Metals | United States Of America | CID001891 | ||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | ||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | ||||||||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | CID001916 | ||||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | ||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | ||||||||
| Gold | Torecom | Korea, Republic Of | CID001955 | ||||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | ||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | ||||||||
| Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | ||||||||
| Gold | Valcambi S.A. | Switzerland | CID002003 | ||||||||
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 | ||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | ||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | ||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | ||||||||
| Gold | Yamakin Co., Ltd. | Japan | CID002100 | ||||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | ||||||||
| Tin | Yunnan Tin Company Limited | China | CID002180 | ||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | ||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | ||||||||
| Gold | Morris and Watson | New Zealand | CID002282 | ||||||||
| Gold | Guangdong Jinding Gold Limited | China | CID002312 | ||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 | ||||||||
| Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | ||||||||
Page 14 of 20
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | ||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | ||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | ||||||||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | ||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | ||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | ||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | ||||||||
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | ||||||||
| Gold | Geib Refining Corporation | United States Of America | CID002459 | ||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 | ||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | ||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | ||||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | ||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | ||||||||
| Tantalum | D Block Metals, LLC | United States Of America | CID002504 | ||||||||
| Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | ||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | ||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | ||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | ||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | ||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | ||||||||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | CID002513 | ||||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | CID002516 | ||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 | ||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 | ||||||||
| Tantalum | KEMET Blue Metals | Mexico | CID002539 | ||||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | ||||||||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002542 | ||||||||
| Tungsten | Masan Tungsten Chemical LLC (MTC) | Viet Nam | CID002543 | ||||||||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | CID002544 | ||||||||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | CID002545 | ||||||||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | CID002547 | ||||||||
| Tantalum | H.C. Starck Inc. | United States Of America | CID002548 | ||||||||
| Tantalum | H.C. Starck Ltd. | Japan | CID002549 | ||||||||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | CID002550 | ||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | ||||||||
Page 15 of 20
| Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | ||||||||
| Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | ||||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 | ||||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | ||||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 | ||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 | ||||||||
| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | ||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | ||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | ||||||||
| Gold | T.C.A S.p.A | Italy | CID002580 | ||||||||
| Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | ||||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 | ||||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | ||||||||
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 | ||||||||
| Tungsten | Niagara Refining LLC | United States Of America | CID002589 | ||||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | CID002605 | ||||||||
| Gold | Marsam Metals | Brazil | CID002606 | ||||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | ||||||||
| Tungsten | China Molybdenum Co., Ltd. | China | CID002641 | ||||||||
| Tungsten | Ganzhou Haichuang Tungsten Co., Ltd. | China | CID002645 | ||||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | ||||||||
| Tin | PT Cipta Persada Mulia | Indonesia | CID002696 | ||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | ||||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 | ||||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | ||||||||
| Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 | ||||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | ||||||||
| Tin | Super Ligas | Brazil | CID002756 | ||||||||
| Gold | SAAMP | France | CID002761 | ||||||||
| Gold | L'Orfebre S.A. | Andorra | CID002762 | ||||||||
| Gold | 8853 S.p.A. | Italy | CID002763 | ||||||||
| Gold | Italpreziosi | Italy | CID002765 | ||||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | ||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | ||||||||
| Tin | PT Sukses Inti Makmur | Indonesia | CID002816 | ||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | ||||||||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | CID002830 | ||||||||
| Tungsten | ACL Metais Eireli | Brazil | CID002833 | ||||||||
Page 16 of 20
| Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | ||||||||
| Tungsten | Moliren Ltd. | Russian Federation | CID002845 | ||||||||
| Gold | AU Traders and Refiners | South Africa | CID002850 | ||||||||
| Gold | GCC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | ||||||||
| Gold | Sai Refinery | India | CID002853 | ||||||||
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | ||||||||
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | ||||||||
| Gold | Bangalore Refinery | India | CID002863 | ||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | ||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | ||||||||
| Gold | Pease & Curren | United States Of America | CID002872 | ||||||||
| Gold | JALAN & Company | India | CID002893 | ||||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | CID002918 | ||||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | ||||||||
| Gold | Safimet S.p.A | Italy | CID002973 | ||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | ||||||||
| Tungsten | LLC Volstok | Russian Federation | CID003643 | ||||||||
| Gold | Gold Coast Refinery | Ghana | CID003186 | ||||||||
| Gold | NH Recytech Company | Korea, Republic Of | CID003189 | ||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | ||||||||
| Tin | Pongpipat Company Limited | Myanmar | CID003208 | ||||||||
| Gold | QG Refining, LLC | United States Of America | CID003324 | ||||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 | ||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 | ||||||||
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 | ||||||||
| Gold | Sovereign Metals | India | CID003383 | ||||||||
| Tungsten | KGETS Co., Ltd. | Korea, Republic Of | CID003388 | ||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 | ||||||||
| Tungsten | Fujian Ganmin RareMetal Co., Ltd. | China | CID003401 | ||||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | CID003407 | ||||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | ||||||||
| Tin | Precious Minerals and Smelting Limited | India | CID003409 | ||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 | ||||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 | ||||||||
| Tungsten | GEM Co., Ltd. | China | CID003417 | ||||||||
| Gold | C.I Metales Procesados Industriales SAS | Colombia | CID003421 | ||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 | ||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 | ||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 | ||||||||
Page 17 of 20
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 | ||||||||
| Gold | Augmont Enterprises Private Limited | India | CID003461 | ||||||||
| Gold | Kundan Care Products Ltd. | India | CID003463 | ||||||||
| Gold | K.A. Rasmussen | Norway | CID003497 | ||||||||
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | ||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 | ||||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | ||||||||
| Tin | PT Panca Mega Persada | Indonesia | CID001457 | ||||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 | ||||||||
| Tin | PT Tommy Utama | Indonesia | CID001493 | ||||||||
| Gold | SAFINA A.S. | Czechia | CID002290 | ||||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | ||||||||
| Gold | OJSC Novosibirsk Refinery | Russian Federation | CID000493 | ||||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 | ||||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 | ||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 | ||||||||
| Gold | Alexy Metals | United States Of America | CID003500 | ||||||||
| Tin | CRM Synergies | Spain | CID003524 | ||||||||
| Gold | Sancus ZFS (L’Orfebre, SA) | Colombia | CID003529 | ||||||||
| Gold | Sellem Industries Ltd. | Mauritania | CID003540 | ||||||||
| Gold | MD Overseas | India | CID003548 | ||||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 | ||||||||
| Gold | Metallix Refining Inc. | United States Of America | CID003557 | ||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 | ||||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | CID003582 | ||||||||
| Tantalum | Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 | ||||||||
| Tungsten | Fujian Xinlu Tungsten | China | CID003609 | ||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | ||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | ||||||||
| Gold | WEEEREFINING | France | CID003615 | ||||||||
Page 18 of 20
| Gold | Value Trading | Belgium | CID003617 | ||||||||
| Gold | Sudan Gold Refinery | Sudan | CID002567 | ||||||||
Page 19 of 20
Appendix II
This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.
Aggregated Country of Origin List | ||||||||
Afghanistan | Finland | Nigeria | ||||||
Åland Islands | France | Panama | ||||||
Albania | Germany | Papua New Guinea | ||||||
American Samoa | Ghana | Peru | ||||||
Andorra | Guinea | Philippines | ||||||
Angola | Guyana | Poland | ||||||
Argentina | Hong Kong | Portugal | ||||||
Armenia | Hungary | Russian Federation | ||||||
Australia | India | Rwanda | ||||||
Austria | Indonesia | Saudi Arabia | ||||||
Belarus | Ireland | Sierra Leone | ||||||
Belgium | Israel | Singapore | ||||||
Bermuda | Italy | Slovakia | ||||||
Bolivia | Japan | Slovenia | ||||||
Brazil | Kazakhstan | South Africa | ||||||
Bulgaria | Kenya | South Sudan | ||||||
Burundi | Korea | Spain | ||||||
Cambodia | Kyrgyzstan | Sudan | ||||||
Canada | Liberia | Suriname | ||||||
Central African Republic | Lithuania | Sweden | ||||||
Chile | Luxembourg | Switzerland | ||||||
China | Madagascar | Taiwan | ||||||
Colombia | Malaysia | Tajikistan | ||||||
Congo | Mali | Tanzania | ||||||
Democratic Republic of Congo | Mauritania | Thailand | ||||||
Djibouti | Mexico | Turkey | ||||||
Dominica | Mongolia | Uganda | ||||||
Dominican Republic | Morocco | United Arab Emirates | ||||||
Ecuador | Mozambique | United Kingdom | ||||||
Egypt | Myanmar | United States | ||||||
Eritrea | Namibia | Uzbekistan | ||||||
Estonia | Netherlands | Viet Nam | ||||||
Ethiopia | New Zealand | Zambia | ||||||
Niger | Zimbabwe | |||||||
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