UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM SD
Specialized Disclosure Report
_________________
Powell Industries, Inc.
(Exact name of registrant as specified in its charter)
_________________
Delaware | 001-12488 | 88-0106100 | ||||||||||||
(State or other jurisdiction of incorporation or organization) | (Commission File No.) | (I.R.S. Employer Identification No.) | ||||||||||||
8550 Mosley Road Houston, Texas | 77075-1180 | |||||||||||||
(Address of principal executive offices) | (Zip Code) | |||||||||||||
Michael W. Metcalf, 713-944-6900
(Name and telephone number, including area code, of the person to contact in connection with this report.)
_________________
Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2023. | |||||
SECTION 1 - Conflict Minerals Disclosure
Item 1.01 - Conflict Minerals Report
Powell Industries, Inc. has included the Conflict Minerals Report as an exhibit to its Form SD for the period from January 1, 2023 to December 31, 2023. Unless the context otherwise indicates, “Powell,” “the Company,” “we,” “us” and “our” refer to Powell Industries, Inc. and its consolidated subsidiaries.
For the year 2023, certain of our operations manufactured, or contracted to manufacture, products for which 3TGs, as defined below, are necessary to their functionality or production (“Covered Products”). Conflict minerals are defined in Section 13(p) as (A) cassiterite, columbite-tantalite (coltan), gold, wolframite, and their derivatives, which are limited to tin, tantalum and tungsten (together with gold, collectively referred to as 3TGs), or (B) any other mineral or its derivatives determined by the Secretary of State to be financing conflict in the Democratic Republic of the Congo (“DRC”) or any adjoining country that shares an internationally recognized border with the DRC (the “Covered Countries”). Accordingly, we have conducted a reasonable country of origin inquiry (“RCOI”) that was designed to determine whether any of the 3TGs in our Covered Products originated in the Democratic Republic of the Congo or an adjoining country (Angola, Burundi, the Central African Republic, the Republic of the Congo, Rwanda, South Sudan, Tanzania, Uganda or Zambia), or were from recycled or scrap sources.
A summary of our RCOI and steps of due diligence on the source and chain of custody of any 3TGs in our Covered Products is included in our Conflict Minerals Report, which is filed as Exhibit 1.01 to this Form SD. In addition, our Conflict Minerals Policy is publicly available on our company website at powellind.com under the section entitled "Suppliers" and named as "Conflict Minerals Policy Statement."
Forward-Looking Statements
The Report contains “forward-looking statements.” All statements other than statements of historical fact included in the Report are forward-looking statements. Such forward-looking statements include, but are not limited to, statements related to improvements in its processes and engagement with suppliers, as well as other statements that are not historical facts contained in or incorporated by reference into the Report. Statements that contain words such as “believes,” “expects,” “anticipates,” “intends,” “estimates,” “continue,” “should,” “could,” “may,” “plan,” “project,” “predict,” “potential,” “possible,” “would,” “outlook,” “will” or similar expressions are forward-looking statements.
These forward-looking statements speak only as of the date of the Report; we disclaim any obligation to update or revise these statements unless required by applicable law, whether as a result of new information, future events or otherwise; and we caution you not to unduly rely on them. We have based these forward-looking statements on expectations and assumptions of management at the time the statements were made. While our management considers these expectations and assumptions to be reasonable, they are inherently subject to significant business, economic, competitive, regulatory and other risks, contingencies and uncertainties that could cause actual results to differ materially from those included in the Report, most of which are difficult to predict and many of which are beyond our control. These risks, contingencies and uncertainties relate to, but are not limited to, the factors detailed in the Report and in our other SEC filings.
Item 1.02 Exhibit.
We have filed our Conflict Minerals Report as Exhibit 1.01 to this Form SD.
Item 2.01 Exhibits.
Exhibit No. | Description | |||||||
Exhibit 1.01 | ||||||||
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
| POWELL INDUSTRIES, INC | ||||||||||||||
Date: May 28, 2024 | By: | /s/ Michael W. Metcalf | ||||||||||||
Michael W. Metcalf Executive Vice President | ||||||||||||||
Chief Financial Officer (Principal Financial Officer) | ||||||||||||||
Exhibit 1.01
Conflict Minerals Report
For the Year Ended December 31, 2023
This is the Conflict Minerals Report (this “Report”) of Powell Industries, Inc. (referred to herein as “Powell”, the “Company”, “we”, “us” or “our”) for calendar year 2023 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Please refer to Section 13(p) of the Exchange Act and the general instructions to the Specialized Disclosure Report on Form SD for definitions of certain terms used in this Report, unless otherwise defined herein.
This Report for the year ended December 31, 2023 is presented to comply with Rule 13p-1 under the Exchange Act (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (SEC) to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (the “Dodd-Frank Act”). The Rule imposes certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals which are necessary to the functionality or production of their products. Conflict Minerals are defined as cassiterite, columbite-tantalite, gold, wolframite, and their derivatives, which are limited to tin, tantalum, tungsten, and gold. For the purposes of this Report, tin, tantalum, tungsten and gold shall be collectively referred to as the 3TGs. These requirements apply to registrants whatever the geographic origin of the conflict minerals and whether or not they fund armed conflict.
Company Overview
Powell Industries, Inc. (we, us, our, Powell or the Company) is a Delaware corporation founded by William E. Powell in 1947. Our major subsidiaries, all of which are wholly owned, include Powell Electrical Systems, Inc.; Powell (UK) Limited; Powell Canada Inc.; and Powell Industries International, B.V.
Our website is powellind.com. We make available, free of charge on or through our website, copies of our Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K and amendments to those reports filed or furnished pursuant to Section 13(a) or 15(d) of the Securities Exchange Act of 1934 as soon as is reasonably practicable after we electronically file such material with, or furnish it to, the Securities and Exchange Commission (SEC). Additionally, all of our reports filed with the SEC are available via their website at sec.gov. We have also posted on our company website Powell’s Conflict Minerals policy statement at powellind.com under the section entitled "Suppliers" and named as "Conflict Minerals Policy Statement." Unless otherwise expressly stated herein, no documents, third-party materials or references to websites (including Powell's) are incorporated by reference in, or to be considered to be a part of, this Report.
We develop, design, manufacture and service custom-engineered equipment and systems that (1) distribute, control and monitor the flow of electrical energy and (2) provide protection to motors, transformers and other electrically powered equipment. Our principal products include integrated power control room substations (PCRs®), custom-engineered modules, electrical houses (E-Houses), traditional and arc-resistant distribution switchgear and control gear, medium-voltage circuit breakers, monitoring and control communications systems, motor control centers, switches and bus duct systems. These products are designed for application voltages ranging from 480 volts to 38,000 volts. Our products are used in the oil and gas and petrochemical markets, which include onshore and offshore production, liquefied natural gas (LNG) facilities and terminals, pipelines, refineries and petrochemical plants. Additional markets include electric utility, data centers, renewable energy, mining and metals, light rail traction power, pulp and paper and other municipal, commercial and industrial markets. Our product scope includes designs tested to meet both United States (U.S.) and international standards, under both the American National Standards Institute (ANSI) and International Electrotechnical Commission (IEC). We assist customers by providing field service inspection, installation, commissioning, modification, and repair services, as well as spare parts, retrofit and retrofill components for existing systems, and replacement circuit breakers for obsolete switchgear no longer produced by the original manufacturer. We seek to establish long-term relationships with the end users of our systems as well as the design and construction engineering firms contracted by those end users. We believe that our culture of safety and focus on customer satisfaction, along with our financial strength, allow us to continue to capitalize on opportunities in the industries we serve.
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Product Description
Our broad and complex product range may contain conflict minerals within the following components:
• | Tantalum, used in capacitors, | ||||
• | Tin, used in soldered components, | ||||
• | Tungsten, used in coatings, alloys, heating elements and electrodes, | ||||
• | Gold, used in circuit boards, electrodes and electronic components. | ||||
Therefore, Powell conducted a reasonable country of origin inquiry in good faith to determine whether any of the 3TGs in its products originated from Conflict-Affected and High -Risk Areas.
Description of Reasonable Country of Origin Inquiry (RCOI)
In conducting the RCOI, Powell engaged a third-party service provider, Assent Compliance (“Assent”), to assist with the effectiveness of our conflict minerals program. We identified the scope of our inquiry by first completing a supplier list extraction from our preferred vendor list. This list was then filtered to remove service providers, indirect materials suppliers and inactive suppliers (minimum of one year since last purchase) so that all suppliers surveyed provided items to Powell that were used in final products in the year 2023. Once the filtering was completed, we updated the list with current contact information. This list, composed of 718 suppliers, was then provided to Assent for upload to their Assent Sustainability Manager software system (the “Assent Sustainability Manager”).
Assent conducted the supplier survey portion of the RCOI. The supplier survey utilized a template developed by the Responsible Business Alliance® and The Global e-Sustainability Initiative (RBA/GeSI) called the Conflict Mineral Report Template (CMRT). The CMRT was developed to facilitate general disclosures and information regarding smelters that provide materials to the supplier. It includes questions regarding the supplier’s conflict-free minerals policy, the engagement process with its direct suppliers and identification of the smelters used by the supplier.
Non-responsive suppliers were contacted a minimum of ten times. We conducted a total of 14 campaigns (10 standard + 4 escalation), 3 rounds of invalid CMRT follow ups, and escalation phone calls to top suppliers with incomplete CMRT responses.
Assent communications included training and education on the completion of the CMRT form as well as access to Assent’s learning management system, Assent University. All in-scope suppliers were provided access to the Conflict Minerals Training course and this training was monitored and tracked in Assent's system for future reporting and transparency.
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The below metrics provide a summary of the data collected, number of suppliers in scope and responses.
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The below summarizes the status of the smelters or refiners, the level of risk and top source countries.
Due Diligence Process
Powell’s due diligence measures have been designed to conform, in all material respects, with the framework in the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for 3TG (collectively, the “OECD Guidance”). In 2023, the due diligence process was aimed to help Powell assess and
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respond to risk in its supply chain by investigating the source of its products down the chain to the smelters and refiners and the strength of its suppliers’ conflict minerals programs. The following is a brief summary of certain aspects of our due diligence process.
| A. | Establish Strong Powell Management Systems | ||||
| • | We have communicated to all of our in-scope suppliers our efforts to comply with Section 1502 of the Dodd-Frank Act pursuant to a compliance statement and other communications (together, the “Compliance Statement”). We requested that our in-scope suppliers provide a comprehensive conflict minerals declaration for all conflict minerals in the form of the CMRT version 6.22 or higher. We provide our Compliance Statement to all new suppliers and plan to provide annual related compliance statement communications to our entire supply base. | ||||||||||
| • | We implemented internal compliance efforts, including internal reporting requirements, to support our supply chain due diligence process. | ||||||||||
| • | We implemented a risk mitigation response plan to address business relationships with suppliers that are DRC conflict undeterminable (as defined in Item 1.01(d)(5) of Form SD). Our program includes continuous monitoring to adjust our strategies as sourcing data improves and new information is received. | ||||||||||
Powell has adopted a company policy with respect to conflict minerals which is posted on our website at powellind.com under the section entitled "Suppliers" and named as "Conflict Minerals Statement."
Powell has established a management system for conflict minerals. Our management system is sponsored by the Chief Financial Officer as well as executive-level representatives and a team of subject matter experts from relevant functions, such as our Supply Chain Director, Corporate Controller, Vice President of Research and Product Development, Trade Compliance and Category Managers.
The team of subject matter experts is responsible for implementing our conflict minerals compliance strategy and senior management is briefed about the results of our due diligence efforts.
Control Systems
Controls include, but are not limited to, our code of conduct which outlines expected behaviors for all Powell employees and a conflict minerals policy which can be found on our website under the section entitled "Suppliers."
We rely on our direct suppliers to provide information on the origin of the 3TG contained in components and materials supplied to us – including sources of 3TG that are supplied to them from lower tier suppliers. Contracts with our suppliers are frequently in force for three to five years or more and we cannot unilaterally impose new contract terms and flow-down requirements. As we enter into new contracts, or our contracts renew, we are adding a clause to require suppliers to provide information about the source of 3TG and smelters. It will take a number of years to ensure that all our supplier contracts contain appropriate flow-down clauses. In the meantime, as described below, we are working with selected suppliers to ensure they provide the 3TG sourcing information until the contracts can be amended.
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Supplier Engagement
With respect to the OECD requirement to strengthen engagement with suppliers, we have, through Assent, provided education on the conflict minerals regulation. We have leveraged the existing communications within the Company, specifically the procurement department, to encourage supplier interactions with Assent as well as to help suppliers understand the requirement for completion of their CMRTs. Feedback from this engagement has allowed us to enhance the training and focus and adapt it to each user’s needs. It has also allowed for our supplier communications to be more focused and to clarify expectations.
Grievance Mechanisms
We have multiple longstanding grievance mechanisms whereby employees, contractors, suppliers and agents can report violations of Powell’s policies. There are established escalation protocols for reporting grievances internally, as well as the EthicsPoint hotline, which is independently managed. Our ethics and reporting Hotline can be found at powellind.ethicspoint.com.
Maintain Records
We have also adopted a policy to retain relevant documentation. Such documentation will be retained for minimum of five years in company secured shared drive files.
| B. | Identify and Assess Risks in Our Supply Chain | ||||
We identified direct material suppliers to capture possible 3TG risk suppliers. As we progress, we expect that transparency in our supply chain will increase to allow for better risk assessment at more detailed levels of our supply chain. We intend to continue communicating with our suppliers regarding conflict minerals.
Based on assessed risks, our RCOI covered applicable suppliers.
Each facility that meets the RMI definition of a smelter or refiner of a 3TG mineral is assessed according to red flag indicators defined in the OECD Guidance: Assent uses 3 factors to determine the level of risk that each smelter poses to the supply chain by identifying red flags.
1.Geographic proximity to the DRC and covered countries;
2.Responsible Minerals Assurance Process (RMAP) audit status;
3.Credible evidence of unethical or conflict sourcing.
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Based on this criteria, the following facilities have been identified as being of highest concern to the supply chain:
As part of our risk management plan under the OECD Guidance, when these facilities were reported on a CMRT by some of the suppliers surveyed, risk mitigation activities are initiated. Through our third-party vendor, Assent Compliance, submissions that include any of the above facilities produce a receipt instructing the suppliers to take their own risk mitigation actions, including submission of a product specific CMRT to better identify the connection to products that they supply to Powell. As per the OECD Due Diligence Guidance, risk mitigation will depend on the supplier’s specific context.
In addition, suppliers are guided to the Assent University learning platform to engage in educational materials on mitigating the risk of smelters or refiners on the supply chain.
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| C. | Design and Implement a Strategy to Respond to Identified Risks | ||||
Because of Powell’s size, the complexity of its products, and the depth, breadth, and constant evolution of its supply chain, it is difficult to identify parties upstream from its direct suppliers. Powell continues to work with suppliers to identify the upstream sources of the 3TGs through the CMRTs, follow up on invalid responses on the CMRTs, use of a risk-based assessment of identified smelters and assessment of the conflict minerals programs of its suppliers, as described below in this Report. Information and findings from this process are stored in the Assent Sustainability Manager, a database that can be tracked and audited.
Certain of the responses to the surveys included the names of facilities listed by the suppliers as smelters or refiners. We do not typically have a direct relationship with 3TG smelters and refiners and do not perform or direct audits of these entities within our supply chain. We and our consultant compared these facilities listed in the responses to the list of smelters maintained by the Responsible Minerals Initiative (RMI) and, if a supplier indicated that the facility was certified as “Conflict-Free,” we confirmed that the name was listed by the RMI.
In accordance with OECD Guidance, it is important to understand risk levels associated with conflict minerals in the supply chain. Smelters not being certified DRC-Conflict Free pose a significant risk to the supply chain. In the Assent Sustainability Manager, risk is classified based on 3 scoring criteria that we outlined in the previous section.
Powell does not have a direct relationship with conflict minerals smelters and refiners and, as a result, does not perform or direct audits of these entities within its supply chain. Powell captured smelter and refiner information as part of the CMRT, as some suppliers provided the names of facilities it used as smelters or refiners. Assent compared the facilities identified by the suppliers to the list of smelters maintained by the RMI.
Additionally, suppliers are evaluated on program strength (further assisting in identifying risk in the supply chain). At this stage in conflict minerals compliance it is well-known that many companies are in the middle of the process and do not have many answers beyond “unknown”. The criteria from the questionnaire used to evaluate the strength of the program are:
•Have you established a conflict minerals sourcing policy?
•Have you implemented due diligence measures for conflict-free sourcing?
•Do you review due diligence information received from your suppliers against your company’s expectations?
•Does your review process include corrective action management?
When suppliers meet or exceed those criteria (companies that respond with “Yes” to at least A, E, G, H in the Question section of the CMRT), they are deemed to have a strong program. When suppliers do not meet those criteria, they are deemed to have a weak program.
We believe that the inquiries and investigations described above represent a reasonable effort to determine the mines or locations of origin of the 3TGs in our applicable products, including (1) seeking information about 3TG smelters and refiners in our supply chain by requesting that our suppliers complete the CMRT, (2) verifying those smelters and refiners with the expanding RMI lists, (3) conducting the due diligence review and (4) obtaining additional
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documentation and verification, as applicable. As mentioned above, our existing policy related to relevant documentation of our conflict mineral compliance process requires that documentation will be retained for a period of at least five years.
| D. | Implement Targeted Independent Third-Party Due Diligence | ||||
We engaged Assent to assist in the RCOI, data collection and survey process. Assent supports industry associations that administer independent third-party smelter and refinery audit programs and encourages targeted suppliers and/or facilities to participate in comparable due diligence validation activities.
| E. | Report on Supply Chain Due Diligence | ||||
We have responded to various customer requests for information regarding our conflict minerals determination.
Powell reports annually on supply chain due diligence by filing a Form SD and a Conflict Minerals Report with the SEC. We also disclose our company policy with respect to conflict minerals on our website at powellind.com under the section entitled "Suppliers" and named as "Conflict Minerals Policy Statement."
Due Diligence Results
For the 2023 reporting year, Powell received CMRT forms from 65% of the suppliers surveyed. All submitted forms are accepted and classified as valid or invalid in order to retain all data. Suppliers were contacted if they submitted invalid forms and were encouraged to resubmit a valid form. As of May 15, 2024, there were 11 invalid or incomplete supplier submissions.
While due diligence is ongoing and the information received continues to improve in quantity and quality, the majority of the responses received provided data at a company or divisional level or did not specify the smelters or refiners used for materials specifically supplied to us. We have decided to disclose validated smelters provided to us by our supply chain. However, we cannot definitively determine whether any of the 3TGs reported by the suppliers were contained in materials supplied to us or to validate that any of these smelters or refiners are actually in our supply chain. As a result, we are unable to identify all smelters and refiners as well as all the countries of origin of the 3TGs that are contained in the applicable products
As of May 15, 2024, Powell validated 354 smelters or refiners identified within its supply chain. If a supplier indicated that the facility was certified as “conflict-free,” such status was confirmed by Assent if the facility was listed by the RMI as certified.
Many suppliers within Powell’s supply chain are still unable to provide the smelters or refiners used for products supplied. Furthermore, many of the suppliers provided responses at the company or division level and indicated an “unknown” status in terms of determining the origin of the 3TGs. The CMRTs submitted by suppliers that do not list at least one smelter for each 3TG claimed on the CMRT are considered invalid and our Assent follows up on these, urging suppliers to resubmit with increased smelter information. There are still suppliers unable to provide the smelters or refiners used for materials supplied to us.
In cases where any red-flagged smelters were reported on a CMRT by a supplier, risk mitigation activities were initiated. Through Assent, the suppliers were asked to submit a product-level CMRT to better identify the connection between the smelters or refiners they listed and the products they provide to us. Suppliers were also guided to Assent University where they were provided with educational materials on mitigating the risk of smelters or refiners in the supply chain.
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Appendix I lists the smelters and refiners that the suppliers we surveyed reported as being in their supply chains. We have not listed in Appendix I any smelters or refiners that we have not been able to validate. Appendix II also includes an aggregated list of the countries of origin from which the reported facilities collectively source conflict minerals, based on information provided by suppliers and RMI. Powell supports the refinement and expansion of the list of participating smelters through our membership in the RMI program.
The large majority of the responses received either provided data at a company or subsidiary level and chose not to provide information at the component level, or did not specify the smelters or refiners used for components supplied to Powell. Accordingly, we are unable to determine, in those cases, whether any of the 3TGs reported by the suppliers were contained in components or parts supplied to us, or to validate that any of the smelters or refiners identified are actually in our supply chain.
Steps to Improve Future Due Diligence and Supply Chain Risk Mitigation
Powell takes the following steps to improve the due diligence conducted to further mitigate any risk that the necessary conflict minerals in its products could benefit armed groups in the Covered Countries:
•Reinforce conflict minerals policy statement on website and specified requirements in standard terms and conditions for any new or renewed supplier contracts.
•New and existing suppliers must certify compliance with Powell’s Supplier Code of Conduct and Ethics, which includes due diligence for Responsible Sourcing and Fair Labor Standards (requirement implemented in June 2022).
•Continue engagement with suppliers and direct them to training resources to increase the response rate and improve the content of the supplier survey responses.
•Engage any suppliers found to be supplying Powell with conflict minerals to establish an alternative source of conflict minerals that does not support the conflict in the Covered Countries.
•Define and improve best practices and build leverage over its supply chain in accordance with the OECD Guidance.
•Smelter Risk Evaluation through Assent, comprehensive and ongoing analysis is conducted by their smelter library manager to assess sourcing risk. The information is then used to provide supplier feedback and conduct outreach with higher risk suppliers.
Based on its due diligence process as of the date of this Report, Powell has found no instances where it was necessary to terminate a supplier contract or to find a replacement supply of any conflict minerals.
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Appendix I
| Metal | Smelter Name | Smelter Facility Location | Smelter ID | ||||||||
| Tantalum | 5D Production OU | Estonia | CID003926 | ||||||||
| Gold | 8853 S.p.A. | Italy | CID002763 | ||||||||
| Tungsten | A.L.M.T. Corp. | Japan | CID000004 | ||||||||
| Gold | ABC Refinery Pty Ltd. | Australia | CID002920 | ||||||||
| Gold | Abington Reldan Metals, LLC | United States Of America | CID002708 | ||||||||
| Tungsten | ACL Metais Eireli | Brazil | CID002833 | ||||||||
| Gold | Advanced Chemical Company | United States Of America | CID000015 | ||||||||
| Gold | African Gold Refinery | Uganda | CID003185 | ||||||||
| Gold | Agosi AG | Germany | CID000035 | ||||||||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | CID000019 | ||||||||
| Gold | Al Etihad Gold Refinery DMCC | United Arab Emirates | CID002560 | ||||||||
| Tungsten | Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. | Brazil | CID003427 | ||||||||
| Gold | Albino Mountinho Lda. | Portugal | CID002760 | ||||||||
| Gold | Alexy Metals | United States Of America | CID003500 | ||||||||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | CID000041 | ||||||||
| Tin | Alpha | United States Of America | CID000292 | ||||||||
| Tantalum | AMG Brasil | Brazil | CID001076 | ||||||||
| Tin | An Vinh Joint Stock Mineral Processing Company | Viet Nam | CID002703 | ||||||||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | CID000058 | ||||||||
| Gold | Argor-Heraeus S.A. | Switzerland | CID000077 | ||||||||
| Tungsten | Artek LLC | Russian Federation | CID003553 | ||||||||
| Gold | Asahi Pretec Corp. | Japan | CID000082 | ||||||||
| Gold | Asahi Refining Canada Ltd. | Canada | CID000924 | ||||||||
| Gold | Asahi Refining USA Inc. | United States Of America | CID000920 | ||||||||
| Gold | Asaka Riken Co., Ltd. | Japan | CID000090 | ||||||||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | CID002502 | ||||||||
| Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | Turkey | CID000103 | ||||||||
| Gold | AU Traders and Refiners | South Africa | CID002850 | ||||||||
| Gold | Augmont Enterprises Private Limited | India | CID003461 | ||||||||
| Gold | Aurubis AG | Germany | CID000113 | ||||||||
| Tin | Aurubis Beerse | Belgium | CID002773 | ||||||||
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| Tin | Aurubis Berango | Spain | CID002774 | ||||||||
| Gold | Bangalore Refinery | India | CID002863 | ||||||||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | CID000128 | ||||||||
| Gold | Boliden AB | Sweden | CID000157 | ||||||||
| Gold | C. Hafner GmbH + Co. KG | Germany | CID000176 | ||||||||
| Gold | Caridad | Mexico | CID000180 | ||||||||
| Gold | CCR Refinery - Glencore Canada Corporation | Canada | CID000185 | ||||||||
| Gold | Cendres + Metaux S.A. | Switzerland | CID000189 | ||||||||
| Gold | CGR Metalloys Pvt Ltd. | India | CID003382 | ||||||||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | China | CID000228 | ||||||||
| Tin | Chifeng Dajingzi Tin Industry Co., Ltd. | China | CID003190 | ||||||||
| Gold | Chimet S.p.A. | Italy | CID000233 | ||||||||
| Tungsten | China Molybdenum Tungsten Co., Ltd. | China | CID002641 | ||||||||
| Tin | China Tin Group Co., Ltd. | China | CID001070 | ||||||||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | CID000258 | ||||||||
| Gold | Chugai Mining | Japan | CID000264 | ||||||||
| Tungsten | CNMC (Guangxi) PGMA Co., Ltd. | China | CID000281 | ||||||||
| Gold | Coimpa Industrial LTDA | Brazil | CID004010 | ||||||||
| Tin | CRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil Ltda | Brazil | CID003486 | ||||||||
| Tin | CRM Synergies | Spain | CID003524 | ||||||||
| Tungsten | Cronimet Brasil Ltda | Brazil | CID003468 | ||||||||
| Tin | CV Ayi Jaya | Indonesia | CID002570 | ||||||||
| Tin | CV Venus Inti Perkasa | Indonesia | CID002455 | ||||||||
| Tantalum | D Block Metals, LLC | United States Of America | CID002504 | ||||||||
| Gold | Daye Non-Ferrous Metals Mining Ltd. | China | CID000343 | ||||||||
| Gold | Degussa Sonne / Mond Goldhandel GmbH | Germany | CID002867 | ||||||||
| Gold | Dijllah Gold Refinery FZC | United Arab Emirates | CID003348 | ||||||||
| Tin | Dongguan CiEXPO Environmental Engineering Co., Ltd. | China | CID003356 | ||||||||
| Tungsten | DONGKUK INDUSTRIES CO., LTD. | Korea, Republic Of | CID004060 | ||||||||
| Gold | Dongwu Gold Group | China | CID003663 | ||||||||
| Gold | Dowa | Japan | CID000401 | ||||||||
| Tin | Dowa | Japan | CID000402 | ||||||||
| Tin | DS Myanmar | Myanmar | CID003831 | ||||||||
| Gold | DSC (Do Sung Corporation) | Korea, Republic Of | CID000359 | ||||||||
| Gold | Eco-System Recycling Co., Ltd. East Plant | Japan | CID000425 | ||||||||
| Gold | Eco-System Recycling Co., Ltd. North Plant | Japan | CID003424 | ||||||||
| Gold | Eco-System Recycling Co., Ltd. West Plant | Japan | CID003425 | ||||||||
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| Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company | Viet Nam | CID002572 | ||||||||
| Tin | EM Vinto | Bolivia (Plurinational State Of) | CID000438 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 1) | India | CID003487 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 2) | India | CID003488 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 3) | India | CID003489 | ||||||||
| Gold | Emerald Jewel Industry India Limited (Unit 4) | India | CID003490 | ||||||||
| Gold | Emirates Gold DMCC | United Arab Emirates | CID002561 | ||||||||
| Tin | Estanho de Rondonia S.A. | Brazil | CID000448 | ||||||||
| Tantalum | F&X Electro-Materials Ltd. | China | CID000460 | ||||||||
| Tin | Fabrica Auricchio Industria e Comercio Ltda. | Brazil | CID003582 | ||||||||
| Tin | Fenix Metals | Poland | CID000468 | ||||||||
| Gold | Fidelity Printers and Refiners Ltd. | Zimbabwe | CID002515 | ||||||||
| Tantalum | FIR Metals & Resource Ltd. | China | CID002505 | ||||||||
| Gold | Fujairah Gold FZC | United Arab Emirates | CID002584 | ||||||||
| Tungsten | Fujian Xinlu Tungsten Co., Ltd. | China | CID003609 | ||||||||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | CID002315 | ||||||||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | CID002494 | ||||||||
| Tin | Gejiu City Fuxiang Industry and Trade Co., Ltd. | China | CID003410 | ||||||||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | CID000942 | ||||||||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | CID000538 | ||||||||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | CID001908 | ||||||||
| Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | China | CID000555 | ||||||||
| Gold | GG Refinery Ltd. | Tanzania, United Republic Of | CID004506 | ||||||||
| Gold | GGC Gujrat Gold Centre Pvt. Ltd. | India | CID002852 | ||||||||
| Tantalum | Global Advanced Metals Aizu | Japan | CID002558 | ||||||||
| Tantalum | Global Advanced Metals Boyertown | United States Of America | CID002557 | ||||||||
| Tungsten | Global Tungsten & Powders LLC | United States Of America | CID000568 | ||||||||
| Gold | Gold by Gold Colombia | Colombia | CID003641 | ||||||||
| Gold | Gold Coast Refinery | Ghana | CID003186 | ||||||||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | CID002243 | ||||||||
| Gold | Great Wall Precious Metals Co., Ltd. of CBPM | China | CID001909 | ||||||||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | CID003116 | ||||||||
| Gold | Guangdong Jinding Gold Limited | China | CID002312 | ||||||||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | CID000291 | ||||||||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | CID000218 | ||||||||
Page 13 of 22
| Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | China | CID000651 | ||||||||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | CID002541 | ||||||||
| Gold | Hangzhou Fuchunjiang Smelting Co., Ltd. | China | CID000671 | ||||||||
| Tungsten | HANNAE FOR T Co., Ltd. | Korea, Republic Of | CID003978 | ||||||||
| Gold | Heimerle + Meule GmbH | Germany | CID000694 | ||||||||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | CID002492 | ||||||||
| Gold | Heraeus Germany GmbH Co. KG | Germany | CID000711 | ||||||||
| Gold | Heraeus Metals Hong Kong Ltd. | China | CID000707 | ||||||||
| Tungsten | Hubei Green Tungsten Co., Ltd. | China | CID003417 | ||||||||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | CID002844 | ||||||||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | CID000766 | ||||||||
| Gold | Hunan Chenzhou Mining Co., Ltd. | China | CID000767 | ||||||||
| Gold | Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. | China | CID000773 | ||||||||
| Tungsten | Hunan Jintai New Material Co., Ltd. | China | CID000769 | ||||||||
| Tungsten | Hunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products Branch | China | CID002513 | ||||||||
| Gold | HwaSeong CJ CO., LTD. | Korea, Republic Of | CID000778 | ||||||||
| Tungsten | Hydrometallurg, JSC | Russian Federation | CID002649 | ||||||||
| Gold | Impala Refineries – Base Metals Refinery (BMR) | South Africa | CID004604 | ||||||||
| Gold | Impala Rustenburg | South Africa | CID004610 | ||||||||
| Gold | Industrial Refining Company | Belgium | CID002587 | ||||||||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | CID000801 | ||||||||
| Gold | International Precious Metal Refiners | United Arab Emirates | CID002562 | ||||||||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | CID000807 | ||||||||
| Gold | Istanbul Gold Refinery | Turkey | CID000814 | ||||||||
| Gold | Italpreziosi | Italy | CID002765 | ||||||||
| Gold | JALAN & Company | India | CID002893 | ||||||||
| Gold | Japan Mint | Japan | CID000823 | ||||||||
| Tungsten | Japan New Metals Co., Ltd. | Japan | CID000825 | ||||||||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | CID002551 | ||||||||
| Gold | Jiangxi Copper Co., Ltd. | China | CID000855 | ||||||||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | CID002512 | ||||||||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | CID002321 | ||||||||
| Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | China | CID002313 | ||||||||
| Tin | Jiangxi New Nanshan Technology Ltd. | China | CID001231 | ||||||||
Page 14 of 22
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | CID002318 | ||||||||
| Tantalum | Jiangxi Tuohong New Raw Material | China | CID002842 | ||||||||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | CID002317 | ||||||||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | CID002316 | ||||||||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | CID000914 | ||||||||
| Tantalum | Jiujiang Tanbre Co., Ltd. | China | CID000917 | ||||||||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | CID002506 | ||||||||
| Tungsten | JSC "Kirovgrad Hard Alloys Plant" | Russian Federation | CID003408 | ||||||||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | CID000927 | ||||||||
| Gold | JSC Novosibirsk Refinery | Russian Federation | CID000493 | ||||||||
| Gold | JSC Uralelectromed | Russian Federation | CID000929 | ||||||||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | CID000937 | ||||||||
| Gold | K.A. Rasmussen | Norway | CID003497 | ||||||||
| Gold | Kaloti Precious Metals | United Arab Emirates | CID002563 | ||||||||
| Gold | Kazakhmys Smelting LLC | Kazakhstan | CID000956 | ||||||||
| Gold | Kazzinc | Kazakhstan | CID000957 | ||||||||
| Tantalum | KEMET de Mexico | Mexico | CID002539 | ||||||||
| Tungsten | Kenee Mining Corporation Vietnam | Viet Nam | CID004619 | ||||||||
| Tungsten | Kennametal Fallon | United States Of America | CID000966 | ||||||||
| Tungsten | Kennametal Huntsville | United States Of America | CID000105 | ||||||||
| Gold | Kennecott Utah Copper LLC | United States Of America | CID000969 | ||||||||
| Gold | KGHM Polska Miedz Spolka Akcyjna | Poland | CID002511 | ||||||||
| Gold | Kojima Chemicals Co., Ltd. | Japan | CID000981 | ||||||||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic Of | CID002605 | ||||||||
| Gold | Kundan Care Products Ltd. | India | CID003463 | ||||||||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | CID001029 | ||||||||
| Gold | Kyshtym Copper-Electrolytic Plant ZAO | Russian Federation | CID002865 | ||||||||
| Gold | L'azurde Company For Jewelry | Saudi Arabia | CID001032 | ||||||||
| Tungsten | Lianyou Metals Co., Ltd. | Taiwan, Province Of China | CID003407 | ||||||||
| Tungsten | Lianyou Resources Co., Ltd. | Taiwan, Province Of China | CID004397 | ||||||||
Page 15 of 22
| Gold | Lingbao Gold Co., Ltd. | China | CID001056 | ||||||||
| Gold | Lingbao Jinyuan Tonghui Refinery Co., Ltd. | China | CID001058 | ||||||||
| Tungsten | LLC Vostok | Russian Federation | CID003643 | ||||||||
| Gold | L'Orfebre S.A. | Andorra | CID002762 | ||||||||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic Of | CID001078 | ||||||||
| Gold | LT Metal Ltd. | Korea, Republic Of | CID000689 | ||||||||
| Tin | Luna Smelter, Ltd. | Rwanda | CID003387 | ||||||||
| Gold | Luoyang Zijin Yinhui Gold Refinery Co., Ltd. | China | CID001093 | ||||||||
| Tin | Ma'anshan Weitai Tin Co., Ltd. | China | CID003379 | ||||||||
| Tin | Magnu's Minerais Metais e Ligas Ltda. | Brazil | CID002468 | ||||||||
| Tungsten | MALAMET SMELTING SDN. BHD. | Malaysia | CID004056 | ||||||||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | CID001105 | ||||||||
| Tin | Malaysia Smelting Corporation Berhad (Port Klang) | Malaysia | CID004434 | ||||||||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | CID002319 | ||||||||
| Gold | Marsam Metals | Brazil | CID002606 | ||||||||
| Tungsten | Masan High-Tech Materials | Viet Nam | CID002543 | ||||||||
| Gold | Materion | United States Of America | CID001113 | ||||||||
| Tantalum | Materion Newton Inc. | United States Of America | CID002548 | ||||||||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | CID001119 | ||||||||
| Gold | MD Overseas | India | CID003548 | ||||||||
| Tin | Melt Metais e Ligas S.A. | Brazil | CID002500 | ||||||||
| Gold | Metal Concentrators SA (Pty) Ltd. | South Africa | CID003575 | ||||||||
| Tin | Metallic Resources, Inc. | United States Of America | CID001142 | ||||||||
| Gold | Metallix Refining Inc. | United States Of America | CID003557 | ||||||||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | CID001163 | ||||||||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | CID001149 | ||||||||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | CID001152 | ||||||||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | CID001147 | ||||||||
| Gold | Metalor Technologies S.A. | Switzerland | CID001153 | ||||||||
| Gold | Metalor USA Refining Corporation | United States Of America | CID001157 | ||||||||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | CID001161 | ||||||||
| Tin | Mineracao Taboca S.A. | Brazil | CID001173 | ||||||||
| Tantalum | Mineracao Taboca S.A. | Brazil | CID001175 | ||||||||
| Tin | Mining Minerals Resources SARL | Congo, Democratic Republic Of The | CID004065 | ||||||||
Page 16 of 22
| Tin | Minsur | Peru | CID001182 | ||||||||
| Gold | Mitsubishi Materials Corporation | Japan | CID001188 | ||||||||
| Tin | Mitsubishi Materials Corporation | Japan | CID001191 | ||||||||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001192 | ||||||||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | CID001193 | ||||||||
| Gold | MKS PAMP SA | Switzerland | CID001352 | ||||||||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | CID002509 | ||||||||
| Gold | Modeltech Sdn Bhd | Malaysia | CID002857 | ||||||||
| Tin | Modeltech Sdn Bhd | Malaysia | CID002858 | ||||||||
| Tungsten | Moliren Ltd. | Russian Federation | CID002845 | ||||||||
| Gold | Morris and Watson | New Zealand | CID002282 | ||||||||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | CID001204 | ||||||||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | CID001220 | ||||||||
| Tungsten | Nam Viet Cromit Joint Stock Company | Viet Nam | CID004034 | ||||||||
| Gold | Navoi Mining and Metallurgical Combinat | Uzbekistan | CID001236 | ||||||||
| Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002573 | ||||||||
| Gold | NH Recytech Company | Korea, Republic Of | CID003189 | ||||||||
| Tungsten | Niagara Refining LLC | United States Of America | CID002589 | ||||||||
| Gold | Nihon Material Co., Ltd. | Japan | CID001259 | ||||||||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | CID001277 | ||||||||
| Tin | Novosibirsk Tin Combine | Russian Federation | CID001305 | ||||||||
| Tantalum | NPM Silmet AS | Estonia | CID001200 | ||||||||
| Tungsten | NPP Tyazhmetprom LLC | Russian Federation | CID003416 | ||||||||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | CID001314 | ||||||||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | CID002517 | ||||||||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | CID002779 | ||||||||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | CID001325 | ||||||||
| Gold | OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet) | Russian Federation | CID001326 | ||||||||
| Tungsten | OOO “Technolom” 1 | Russian Federation | CID003614 | ||||||||
| Tungsten | OOO “Technolom” 2 | Russian Federation | CID003612 | ||||||||
| Tin | Operaciones Metalurgicas S.A. | Bolivia (Plurinational State Of) | CID001337 | ||||||||
Page 17 of 22
| Gold | Pease & Curren | United States Of America | CID002872 | ||||||||
| Gold | Penglai Penggang Gold Industry Co., Ltd. | China | CID001362 | ||||||||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | CID002827 | ||||||||
| Gold | Planta Recuperadora de Metales SpA | Chile | CID002919 | ||||||||
| Tin | Pongpipat Company Limited | Myanmar | CID003208 | ||||||||
| Tantalum | PowerX Ltd. | Rwanda | CID004054 | ||||||||
| Tin | Precious Minerals and Smelting Limited | India | CID003409 | ||||||||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | CID001386 | ||||||||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | CID001397 | ||||||||
| Tin | PT Aries Kencana Sejahtera | Indonesia | CID000309 | ||||||||
| Tin | PT Artha Cipta Langgeng | Indonesia | CID001399 | ||||||||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | CID002503 | ||||||||
| Tin | PT Babel Inti Perkasa | Indonesia | CID001402 | ||||||||
| Tin | PT Babel Surya Alam Lestari | Indonesia | CID001406 | ||||||||
| Tin | PT Bangka Prima Tin | Indonesia | CID002776 | ||||||||
| Tin | PT Bangka Serumpun | Indonesia | CID003205 | ||||||||
| Tin | PT Bangka Tin Industry | Indonesia | CID001419 | ||||||||
| Tin | PT Belitung Industri Sejahtera | Indonesia | CID001421 | ||||||||
| Tin | PT Bukit Timah | Indonesia | CID001428 | ||||||||
| Tin | PT Cipta Persada Mulia | Indonesia | CID002696 | ||||||||
| Tin | PT Menara Cipta Mulia | Indonesia | CID002835 | ||||||||
| Tin | PT Mitra Stania Prima | Indonesia | CID001453 | ||||||||
| Tin | PT Mitra Sukses Globalindo | Indonesia | CID003449 | ||||||||
| Tin | PT Panca Mega Persada | Indonesia | CID001457 | ||||||||
| Tin | PT Premium Tin Indonesia | Indonesia | CID000313 | ||||||||
| Tin | PT Prima Timah Utama | Indonesia | CID001458 | ||||||||
| Tin | PT Putera Sarana Shakti (PT PSS) | Indonesia | CID003868 | ||||||||
| Tin | PT Rajawali Rimba Perkasa | Indonesia | CID003381 | ||||||||
| Tin | PT Rajehan Ariq | Indonesia | CID002593 | ||||||||
| Tin | PT Refined Bangka Tin | Indonesia | CID001460 | ||||||||
| Tin | PT Sariwiguna Binasentosa | Indonesia | CID001463 | ||||||||
| Tin | PT Stanindo Inti Perkasa | Indonesia | CID001468 | ||||||||
| Tin | PT Sukses Inti Makmur | Indonesia | CID002816 | ||||||||
| Tin | PT Timah Nusantara | Indonesia | CID001486 | ||||||||
| Tin | PT Timah Tbk Kundur | Indonesia | CID001477 | ||||||||
| Tin | PT Timah Tbk Mentok | Indonesia | CID001482 | ||||||||
| Tin | PT Tinindo Inter Nusa | Indonesia | CID001490 | ||||||||
| Tin | PT Tirus Putra Mandiri | Indonesia | CID002478 | ||||||||
| Tin | PT Tommy Utama | Indonesia | CID001493 | ||||||||
| Gold | PX Precinox S.A. | Switzerland | CID001498 | ||||||||
| Gold | QG Refining, LLC | United States Of America | CID003324 | ||||||||
Page 18 of 22
| Tantalum | QuantumClean | United States Of America | CID001508 | ||||||||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | CID001512 | ||||||||
| Gold | Refinery of Seemine Gold Co., Ltd. | China | CID000522 | ||||||||
| Gold | REMONDIS PMR B.V. | Netherlands | CID002582 | ||||||||
| Tin | Resind Industria e Comercio Ltda. | Brazil | CID002706 | ||||||||
| Tantalum | Resind Industria e Comercio Ltda. | Brazil | CID002707 | ||||||||
| Tantalum | RFH Yancheng Jinye New Material Technology Co., Ltd. | China | CID003583 | ||||||||
| Gold | Royal Canadian Mint | Canada | CID001534 | ||||||||
| Tin | Rui Da Hung | Taiwan, Province Of China | CID001539 | ||||||||
| Gold | SAAMP | France | CID002761 | ||||||||
| Gold | Sabin Metal Corp. | United States Of America | CID001546 | ||||||||
| Gold | Safimet S.p.A | Italy | CID002973 | ||||||||
| Gold | SAFINA A.S. | Czechia | CID002290 | ||||||||
| Gold | Sai Refinery | India | CID002853 | ||||||||
| Gold | Sam Precious Metals | United Arab Emirates | CID003666 | ||||||||
| Gold | Samduck Precious Metals | Korea, Republic Of | CID001555 | ||||||||
| Gold | Samwon Metals Corp. | Korea, Republic Of | CID001562 | ||||||||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | CID001585 | ||||||||
| Gold | Shandong Gold Smelting Co., Ltd. | China | CID001916 | ||||||||
| Gold | Shandong Humon Smelting Co., Ltd. | China | CID002525 | ||||||||
| Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | China | CID001619 | ||||||||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | CID001622 | ||||||||
| Gold | Shenzhen CuiLu Gold Co., Ltd. | China | CID002750 | ||||||||
| Gold | Shenzhen Zhonghenglong Real Industry Co., Ltd. | China | CID002527 | ||||||||
| Tungsten | Shinwon Tungsten (Fujian Shanghang) Co., Ltd. | China | CID004430 | ||||||||
| Gold | Shirpur Gold Refinery Ltd. | India | CID002588 | ||||||||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | CID001736 | ||||||||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province Of China | CID002516 | ||||||||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | CID001756 | ||||||||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province Of China | CID001761 | ||||||||
Page 19 of 22
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | CID001769 | ||||||||
| Gold | Sovereign Metals | India | CID003383 | ||||||||
| Gold | State Research Institute Center for Physical Sciences and Technology | Lithuania | CID003153 | ||||||||
| Gold | Sudan Gold Refinery | Sudan | CID002567 | ||||||||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | CID001798 | ||||||||
| Gold | SungEel HiMetal Co., Ltd. | Korea, Republic Of | CID002918 | ||||||||
| Gold | Super Dragon Technology Co., Ltd. | Taiwan, Province Of China | CID001810 | ||||||||
| Tin | Super Ligas | Brazil | CID002756 | ||||||||
| Gold | T.C.A S.p.A | Italy | CID002580 | ||||||||
| Tin | Takehara PVD Materials Plant / PVD Materials Division of MITSUI MINING & SMELTING CO., LTD. | Japan | CID004403 | ||||||||
| Tantalum | Taki Chemical Co., Ltd. | Japan | CID001869 | ||||||||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | CID001875 | ||||||||
| Tantalum | TANIOBIS Co., Ltd. | Thailand | CID002544 | ||||||||
| Tantalum | TANIOBIS GmbH | Germany | CID002545 | ||||||||
| Tantalum | TANIOBIS Japan Co., Ltd. | Japan | CID002549 | ||||||||
| Tungsten | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002542 | ||||||||
| Tantalum | TANIOBIS Smelting GmbH & Co. KG | Germany | CID002550 | ||||||||
| Tantalum | Telex Metals | United States Of America | CID001891 | ||||||||
| Tin | Thaisarco | Thailand | CID001898 | ||||||||
| Tin | Tin Smelting Branch of Yunnan Tin Co., Ltd. | China | CID002180 | ||||||||
| Tin | Tin Technology & Refining | United States Of America | CID003325 | ||||||||
| Gold | Tokuriki Honten Co., Ltd. | Japan | CID001938 | ||||||||
| Gold | Tongling Nonferrous Metals Group Co., Ltd. | China | CID001947 | ||||||||
| Gold | TOO Tau-Ken-Altyn | Kazakhstan | CID002615 | ||||||||
| Gold | Torecom | Korea, Republic Of | CID001955 | ||||||||
| Tungsten | Tungsten Vietnam Joint Stock Company | Viet Nam | CID003993 | ||||||||
| Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | Viet Nam | CID002574 | ||||||||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | CID001969 | ||||||||
| Gold | Umicore Precious Metals Thailand | Thailand | CID002314 | ||||||||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | CID001980 | ||||||||
| Tungsten | Unecha Refractory metals plant | Russian Federation | CID002724 | ||||||||
Page 20 of 22
| Gold | United Precious Metal Refining, Inc. | United States Of America | CID001993 | ||||||||
| Gold | Valcambi S.A. | Switzerland | CID002003 | ||||||||
| Tin | VQB Mineral and Trading Group JSC | Viet Nam | CID002015 | ||||||||
| Gold | WEEEREFINING | France | CID003615 | ||||||||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | CID002030 | ||||||||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | CID002036 | ||||||||
| Gold | WIELAND Edelmetalle GmbH | Germany | CID002778 | ||||||||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | CID002044 | ||||||||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | CID002320 | ||||||||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | CID002082 | ||||||||
| Tantalum | XIMEI RESOURCES (GUANGDONG) LIMITED | China | CID000616 | ||||||||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | CID002508 | ||||||||
| Gold | Yamakin Co., Ltd. | Japan | CID002100 | ||||||||
| Tantalum | Yanling Jincheng Tantalum & Niobium Co., Ltd. | China | CID001522 | ||||||||
| Gold | Yokohama Metal Co., Ltd. | Japan | CID002129 | ||||||||
| Tungsten | YUDU ANSHENG TUNGSTEN CO., LTD. | China | CID003662 | ||||||||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | CID002158 | ||||||||
| Gold | Yunnan Copper Industry Co., Ltd. | China | CID000197 | ||||||||
| Tin | Yunnan Yunfan Non-ferrous Metals Co., Ltd. | China | CID003397 | ||||||||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | CID002224 | ||||||||
Page 21 of 22
Appendix II
This list of potential countries of origin is populated based on publicly available information, our RCOI and due diligence. It is important to note that this is also based on company level responses and therefore, it is not certain which of these countries of origin can be linked to our products.
Page 22 of 22